How Are Annuities Regulated?

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    Steve Savant
    Syndicated Financial Columnist, Host of the weekly talk show Steve Savant's Money, the Name of the Game, Scottsdale Arizona
    Tax deferred annuities are regulated by the department of insurance in each state. Variable annuities have an additional governing body called FINRA because it is a registered security product. Licensed insurance agents and registered representatives must be licensed with at least a series 6 and series 63 to sell variable annuities.
    Answered on August 2, 2013
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