Who Governs Annuities?

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   David RacichPRO

   Fountain Hills, Arizona

   If you’re asking about all annuities, then here are two governing bodies for variable annuities: FINRA and the Department of Insurance. Variable products like variable annuities are registered products and come under the oversight of FINRA’s jurisdiction. But because it is an annuity insurance product as well it falls under the department of insurance. Non FINRA annuities are governed by the Department of Insurance in each state. 
   
   

   Answered on June 4, 2013

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