How To Find A Registered Investment Advisor?

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    David G. Pipes, CLU®, RICP®
    Business Development Officer, T.D. McNeil Insurance Services, Fresno, California
    Generally speaking a registered representative is restricted on advertising.  Firms that are known to handle securities probably have one or more registered representatives.  Some life Insurance agents are also registered representatives.  If an organization deals in mutual funds they would have registered representatives as well.
    Answered on August 29, 2014
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